Job Description
Join our dynamic team as a Compliance Officer in Seattle and enjoy the stability of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence across all operations. This hybrid role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in a rapidly growing industry.
At Global Compliance Solutions Inc., we value integrity and innovation. You'll work in a supportive environment with cutting-edge tools and collaborative teams. Our Seattle headquarters features modern amenities, flexible scheduling, and a commitment to professional growth. With weekly pay, you'll experience consistent financial stability while advancing your compliance career.
Responsibilities
- Develop and implement compliance policies aligned with federal regulations (SOX, Dodd-Frank) and industry standards
- Conduct regular audits and risk assessments to identify compliance gaps
- Investigate and resolve regulatory violations with thorough documentation
- Provide comprehensive compliance training to staff across all departments
- Monitor legislative changes and update compliance frameworks accordingly
- Collaborate with legal teams to ensure adherence to state-specific regulations
- Prepare detailed compliance reports for executive leadership and regulatory bodies
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industries
- Certified Compliance & Ethics Professional (CCEP) certification required
- Deep knowledge of FINRA, SEC, and Washington state regulations
- Advanced proficiency in compliance software (e.g., ComplianceAI, Certify)
- Exceptional analytical skills with attention to detail
- Strong written/verbal communication and presentation abilities
- Experience leading cross-functional compliance initiatives