Job Description
Join our dynamic team as a Compliance Officer with flexible scheduling options! Lexington Financial Services is seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance. This hybrid role offers remote work flexibility and core hours (10 AM - 3 PM) with adjustable start/end times. You'll safeguard our institution against financial crimes while growing your expertise in evolving regulations.
Responsibilities
- Monitor and enforce compliance with federal/state regulations (e.g., AML, BSA, KYC)
- Conduct risk assessments and internal audits across departments
- Develop/update compliance policies and training programs
- Investigate potential violations and recommend corrective actions
- Collaborate with legal, audit, and business units on compliance initiatives
- Prepare regulatory reports and maintain audit trails
- Stay current on industry changes through continuous research
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML protocols
- Excellent analytical and documentation skills
- Certification (CRCM, CAMS, or CCEP) preferred
- Proficiency with compliance software (e.g., ComplyAdvantage, LexisNexis)
- Ability to work independently with flexible hours
- Strong communication skills for training and reporting