Job Description
Join our award-winning compliance team in the heart of Los Angeles! We're seeking a meticulous Compliance Officer to ensure regulatory adherence while enjoying unprecedented flexibility in your work schedule. This hybrid role offers remote options with core hours in our downtown office, allowing you to balance professional excellence with personal commitments. Our competitive package includes health benefits, professional development stipends, and a culture that values work-life integration.
Responsibilities
- Monitor regulatory changes and update compliance policies across financial services operations
- Conduct internal audits and risk assessments for AML/Fraud prevention protocols
- Train staff on regulatory requirements and compliance best practices
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Collaborate with legal and operations teams to implement corrective actions
- Manage compliance documentation and maintain audit-ready records
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (FinCEN, CFPB, CA B&P Code)
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance software (e.g., RSA Archer, Wolters Kluwer)
- Excellent written/verbal communication skills