Job Description
Join our dynamic finance team as a Compliance Officer in Anaheim, CA. You'll be the guardian of regulatory excellence, ensuring our operations align with federal and state regulations while fostering a culture of integrity. This hybrid role offers competitive compensation, comprehensive benefits, and opportunities for professional growth in a thriving Southern California business hub.
Responsibilities
- Monitor and interpret evolving financial regulations (FED, OCC, CFPB)
- Develop and implement internal compliance policies and procedures
- Conduct risk assessments and internal audits across departments
- Lead investigations into compliance violations and recommend corrective actions
- Prepare regulatory reports and maintain accurate compliance documentation
- Train staff on compliance requirements and ethical standards
- Collaborate with legal team on regulatory changes and enforcement actions
Qualifications
- Bachelor's degree in Finance, Accounting, or related field
- 3+ years of compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) preferred
- Strong knowledge of banking regulations (BASA, AML, KYC)
- Exceptional analytical and problem-solving skills
- Proficiency with compliance management software (e.g., NICE Actimize, SAS)
- Excellent communication abilities for stakeholder training and reporting