Job Description
Join our dynamic team as an Immediate Hire Compliance Officer in Portland, OR! We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical business practices. This critical role offers competitive compensation, comprehensive benefits, and the opportunity to make an immediate impact in a growing financial services organization. Apply today to start your career in compliance with a forward-thinking industry leader.
Responsibilities
- Monitor and interpret federal, state, and local regulatory changes affecting financial operations
- Develop and implement compliance policies, procedures, and training programs
- Conduct internal audits and risk assessments to identify compliance gaps
- Investigate potential violations and recommend corrective actions
- Liaise with regulatory bodies and maintain documentation of compliance activities
- Collaborate with legal, finance, and operations teams to ensure alignment
- Prepare compliance reports for senior management and board members
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and Oregon state regulations
- Excellent analytical and problem-solving skills
- Professional certifications (CRCM, CAMS, CCEP) preferred
- Exceptional attention to detail and documentation abilities
- Ability to thrive in a fast-paced, deadline-driven environment