Job Description
Join our dynamic team as a Compliance Officer and start making an impact tomorrow! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in Washington, DC's fast-paced financial sector. Enjoy competitive benefits, flexible scheduling, and a culture of continuous growth. Apply today and begin your rewarding compliance career immediately!
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments across financial operations
- Develop and deliver compliance training programs to staff
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for senior leadership
- Collaborate with legal and audit teams on regulatory matters
- Ensure adherence to FINRA, SEC, and federal banking regulations
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 3+ years of compliance experience in financial services
- FINRA Series 24 or 26 certification preferred
- Proficiency with compliance management software
- Strong analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Knowledge of DC regulatory environment
- Ability to start within 48 hours of offer