Job Description
Join our dynamic financial compliance team in Jersey City and enjoy weekly paychecks! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risk in a fast-paced banking environment. This role offers competitive compensation, growth opportunities, and the stability of weekly payments.
Our company fosters a collaborative culture where your expertise in financial regulations will directly impact our clients' success. You'll work alongside industry leaders while maintaining work-life balance in the heart of Jersey City's thriving financial district.
Responsibilities
- Monitor and enforce compliance with FINRA, SEC, and federal banking regulations
- Conduct regular risk assessments and internal audits
- Develop and implement compliance policies and procedures
- Train staff on regulatory requirements and best practices
- Investigate potential compliance violations and prepare reports
- Collaborate with legal and executive teams on compliance strategy
- Stay updated on regulatory changes and industry trends
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- FINRA Series 7, 63, and 24 certifications preferred
- Strong knowledge of banking regulations (Banks Secrecy Act, AML)
- Excellent analytical and problem-solving skills
- Proficient in compliance software and MS Office Suite
- Ability to manage multiple deadlines in a regulated environment