Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and make an immediate impact! We're seeking a detail-oriented Compliance Officer to start tomorrow in our Tulsa headquarters. This role offers competitive compensation, comprehensive benefits, and the opportunity to shape regulatory frameworks in a fast-paced financial environment.
As a key member of our compliance division, you'll ensure adherence to federal regulations (including FINRA, SEC, and AML laws) while fostering a culture of ethical excellence. Our Tulsa office provides modern amenities, flexible work arrangements, and a supportive team dedicated to professional growth.
Responsibilities
- Develop and implement compliance policies aligned with federal/state regulations
- Conduct regular risk assessments and internal audits
- Investigate regulatory violations and recommend corrective actions
- Train staff on compliance procedures and ethical standards
- Monitor regulatory changes and update compliance frameworks
- Liaise with auditors and regulatory authorities
- Maintain detailed compliance documentation
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- FINRA Series 24 or 26 certification preferred
- Strong knowledge of AML, KYC, and SEC regulations
- Exceptional analytical and problem-solving skills
- Proficient in compliance software (e.g., ComplianceEase)
- Excellent written and verbal communication abilities