Job Description
Join Louisiana Financial Group as a Compliance Officer and become a guardian of regulatory excellence in Baton Rouge's thriving financial sector. We're seeking a detail-oriented professional to ensure our operations align with federal, state, and industry regulations while fostering a culture of integrity. This hybrid role offers competitive compensation, comprehensive benefits, and opportunities for career growth in a dynamic environment.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, Louisiana state laws) to update compliance protocols
- Conduct internal audits and risk assessments across banking, lending, and investment divisions
- Develop and implement compliance training programs for 100+ employees
- Investigate potential violations and prepare detailed remediation reports
- Liaise with regulatory agencies during examinations and audits
- Maintain accurate compliance documentation and reporting systems
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and Louisiana state banking laws
- Relevant certifications (CRCM, CAMS, CCEP) preferred
- Exceptional analytical skills with attention to detail
- Proficient in compliance management software (e.g., Compli, Wolters Kluwer)
- Excellent written/verbal communication and presentation abilities