Job Description
Join Seattle Financial Partners as a Compliance Officer and enjoy weekly pay in one of America's most vibrant cities! We're seeking a detail-driven professional to safeguard our regulatory integrity while advancing your career in a supportive environment. Key benefits include: competitive weekly pay package, comprehensive health coverage, 401(k) matching, and professional development stipends. Our downtown Seattle office offers stunning skyline views and flexible hybrid work options.
Responsibilities
- Monitor and ensure adherence to federal (FINRA, SEC, CFPB) and state regulatory requirements
- Develop, implement, and maintain compliance policies/procedures
- Conduct regular internal audits and risk assessments
- Prepare detailed regulatory reports and management summaries
- Collaborate with legal and business teams on compliance initiatives
- Train staff on regulatory changes and compliance protocols
- Investigate and resolve compliance violations/auditor findings
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance/regulatory experience in financial services
- FINRA Series 7, 63, and 24/26 licenses required
- Strong knowledge of BSA/AML, Reg BI, and TILA-RESPA
- Proficient in compliance software (e.g., ComplySci, Adenza)
- Exceptional analytical and problem-solving abilities
- Excellent written/verbal communication skills