Job Description
Join Pittsburgh's leading financial institution as a Compliance Officer and become a guardian of regulatory excellence! We're seeking a detail-oriented professional to safeguard our operations and ensure adherence to federal, state, and industry regulations. This hybrid role offers competitive compensation, comprehensive benefits, and the opportunity to shape compliance frameworks in a dynamic environment. If you're passionate about ethical business practices and have a keen eye for detail, apply now to join our award-winning team!
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and AML regulations
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare regulatory filings and maintain accurate compliance documentation
- Train staff on compliance policies and regulatory updates
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and risk management teams on compliance initiatives
- Stay current with evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field; Master's or JD preferred
- 5+ years compliance experience in financial services or regulated industry
- CCEP (Certified Compliance & Ethics Professional) certification required
- Expert knowledge of FINRA, SEC, and AML regulations
- Strong analytical skills with attention to detail
- Experience developing compliance policies and procedures
- Excellent written and verbal communication skills
- Ability to thrive in a fast-paced, regulated environment