Job Description
Join our dynamic compliance team in Los Angeles and enjoy the flexibility of a part-time schedule while making a significant impact. We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence across financial operations. This role offers the perfect work-life balance with adaptable hours, ideal for professionals seeking flexibility without compromising career growth. You'll collaborate with cross-functional teams to implement compliance frameworks, conduct risk assessments, and maintain regulatory documentation in a fast-paced financial environment.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments for financial operations
- Prepare detailed compliance reports for executive leadership
- Train staff on regulatory requirements and best practices
- Investigate potential compliance violations and recommend corrective actions
- Maintain accurate records of compliance activities and documentation
- Collaborate with legal counsel on regulatory interpretations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and California regulations
- Excellent analytical and problem-solving abilities
- Certified Compliance & Ethics Professional (CCEP) preferred
- Proficiency in compliance management software
- Exceptional written and verbal communication skills
- Ability to work independently with flexible hours