Job Description
Join our dynamic compliance team in Jersey City and enjoy the security of weekly pay while making a significant impact on regulatory standards. As a Compliance Officer at Global Financial Solutions Inc., you'll be instrumental in ensuring our operations adhere to federal and state regulations, protecting our clients and stakeholders. We offer a competitive compensation package, comprehensive benefits, and a supportive work environment that values your expertise. If you're detail-oriented with a passion for ethical standards, this is your opportunity to thrive in one of New Jersey's most vibrant financial hubs.
Responsibilities
- Monitor and implement compliance procedures for FINRA, SEC, and NJ regulations
- Conduct internal audits and risk assessments to identify potential compliance gaps
- Develop and maintain comprehensive compliance documentation and training materials
- Collaborate with legal and executive teams on regulatory updates and policy changes
- Investigate and resolve compliance violations with appropriate corrective actions
- Stay current on industry regulations through continuous professional development
- Report compliance metrics and trends to senior management quarterly
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or fintech
- FINRA Series 7, 63, and 24 certifications required
- Proficiency with compliance software (e.g., Compliance.ai, OnBase)
- Strong analytical skills with attention to regulatory nuances
- Excellent written communication for policy documentation
- Ability to manage competing priorities in fast-paced environments
- Experience with AML and KYC regulatory frameworks