Job Description
Join our dynamic team as a Compliance Officer in Seattle's thriving financial district. You'll be instrumental in safeguarding our organization's integrity by ensuring adherence to complex regulatory frameworks while fostering a culture of ethical excellence. This pivotal role offers the opportunity to shape compliance strategies that protect both our clients and stakeholders in an ever-evolving regulatory landscape.
We offer competitive benefits, professional development opportunities, and a collaborative environment where your expertise will directly impact our organizational success. If you're passionate about regulatory affairs and possess a keen eye for detail, we encourage you to apply today.
Responsibilities
- Monitor and interpret regulatory changes (SEC, FINRA, OCC) to implement proactive compliance measures
- Conduct internal audits and risk assessments across all business units
- Develop and maintain comprehensive compliance policies and procedures
- Lead investigations into compliance violations and recommend corrective actions
- Deliver engaging compliance training programs to all employee levels
- Collaborate with legal, risk, and audit departments to ensure cohesive governance
- Prepare detailed compliance reports for executive leadership and regulatory bodies
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of federal/state regulations (Dodd-Frank, AML, GDPR)
- Professional certification (CRCM, CAMS, CCEP) required
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in compliance management software (e.g., MetricStream, RSA Archer)
- Excellent written/verbal communication skills with cross-functional stakeholders