Job Description
Join our dynamic team as a Compliance Officer at Detroit Financial Solutions, where we prioritize integrity and regulatory excellence. This full-time role offers the unique benefit of weekly pay, ensuring financial stability and peace of mind. You'll be instrumental in safeguarding our operations by ensuring adherence to federal regulations, industry standards, and internal policies. If you're passionate about compliance and want to make a tangible impact in Detroit's thriving financial sector, apply today!
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and implement training programs for staff on regulatory requirements
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed reports for senior management and regulatory bodies
- Collaborate with legal and operations teams to ensure alignment with regulations
- Maintain accurate records of compliance activities and documentation
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and Michigan state regulations
- Certification (CRCM, CAMS, or CCEP) preferred
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software and MS Office Suite
- Excellent written and verbal communication abilities
- Ability to thrive in a fast-paced, deadline-driven environment