Job Description
Join our award-winning team as a Compliance Officer and become a guardian of regulatory excellence in Nashville's thriving financial sector. This urgent opportunity allows you to start your impactful career tomorrow while ensuring our institution maintains the highest standards of integrity and regulatory adherence. We offer a collaborative environment where your expertise directly shapes our compliance framework and protects both our clients and organization.
Why join us? Our commitment to professional growth includes industry-leading training, competitive benefits, and a culture that values innovation in compliance management. Nashville's dynamic business landscape provides unparalleled networking opportunities and career advancement potential.
Responsibilities
- Monitor and interpret regulatory changes from SEC, FINRA, CFPB, and state authorities
- Develop and implement comprehensive compliance policies and procedures
- Conduct regular risk assessments and internal audits across all departments
- Train employees on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Collaborate with legal team on regulatory filings and inquiries
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of SEC, FINRA, and banking regulations
- Relevant certification (CCEP, CRCM, CAMS) highly valued
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in compliance management software
- Excellent communication skills with ability to train diverse audiences