Job Description
Join Capital Risk Solutions as a Remote-Friendly Compliance Officer and become a guardian of regulatory excellence in Virginia's thriving financial hub. We're seeking a detail-oriented professional to ensure our operations adhere to federal and state regulations while fostering a culture of integrity. This hybrid role offers flexibility with 3 days remote work, competitive benefits, and growth opportunities in a dynamic compliance environment.
As a key member of our Risk Management team, you'll collaborate with legal, operations, and executive teams to develop robust compliance frameworks. Our ideal candidate thrives in fast-paced settings, possesses exceptional analytical skills, and is passionate about safeguarding organizational integrity.
Responsibilities
- Monitor and interpret evolving regulatory requirements (FINRA, SEC, Virginia State Banking Laws)
- Develop, implement, and update internal compliance policies and procedures
- Conduct regular risk assessments and internal audits across business units
- Lead compliance training programs for 200+ employees with engaging content
- Manage regulatory reporting and documentation for state and federal agencies
- Investigate potential compliance breaches and recommend corrective actions
- Collaborate with legal team on regulatory changes and policy updates
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services or regulated industry
- Certified Regulatory Compliance Manager (CRCM) or equivalent designation
- Deep knowledge of FINRA rules, SEC regulations, and Virginia state laws
- Advanced proficiency in compliance software (e.g., ComplianceEase, LogicGate)
- Exceptional written/verbal communication skills for training and reporting
- Proven experience conducting internal audits and risk assessments
- Ability to work independently in remote environment while collaborating cross-functionally