Job Description
Urgent Opportunity: Join Our Compliance Team in Henderson, NV!
We're seeking a dedicated Compliance Officer to ensure adherence to regulatory standards and mitigate risk in our dynamic financial services environment. This critical role requires vigilance, precision, and proactive problem-solving to protect our organization's integrity. If you're passionate about compliance excellence and ready to make an immediate impact, apply today!
Responsibilities
- Monitor and interpret regulatory changes (Federal, State, FINRA, SEC)
- Develop, implement, and update compliance policies/procedures
- Conduct internal audits and risk assessments quarterly
- Investigate potential violations and recommend corrective actions
- Deliver compliance training to 200+ employees annually
- Prepare detailed reports for executive leadership and regulators
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years compliance experience in financial services
- CAMS or CRCM certification required
- Expert knowledge of AML, BSA, and Dodd-Frank regulations
- Advanced proficiency in compliance software (e.g., NICE Actimize)
- Exceptional written/verbal communication skills
- Proven ability to manage multiple deadlines in high-pressure environments