Job Description
Join our dynamic compliance team and make an immediate impact! Global Financial Solutions Inc. is seeking a detail-oriented Compliance Officer to start tomorrow in our San Diego headquarters. This urgent opening offers a rare opportunity to join a forward-thinking financial institution at a pivotal growth moment. You'll safeguard our operations while shaping our compliance framework in a fast-paced, collaborative environment.
We offer comprehensive benefits including health insurance, 401(k) matching, and flexible work arrangements. This role requires on-site presence with hybrid flexibility post-onboarding.
Responsibilities
- Monitor and ensure adherence to federal regulations (FINRA, SEC, OCC) and internal policies
- Conduct thorough risk assessments and implement corrective action plans
- Develop and maintain compliance documentation, policies, and training programs
- Collaborate with legal, audit, and operations teams on compliance initiatives
- Investigate potential violations and prepare detailed incident reports
- Stay current on regulatory changes and advise leadership on compliance implications
- Lead internal audits and coordinate with external regulatory examinations
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of federal banking regulations and AML/BSA requirements
- Certified Compliance & Ethics Professional (CCEP) designation required
- Exceptional analytical skills with attention to detail
- Proven ability to interpret complex regulatory frameworks
- Experience with compliance software (e.g., Diligence, MetricStream)
- Strong written communication and report-writing abilities