Job Description
Join our award-winning compliance team at Global Financial Solutions Inc., where innovation meets integrity. We're seeking a meticulous Compliance Officer to safeguard our operations in the dynamic financial landscape of Los Angeles. Enjoy competitive benefits, hybrid work options, and opportunities for professional growth in a culture that values ethical excellence and employee development.
Responsibilities
- Develop and implement robust compliance programs aligned with federal/state regulations (Dodd-Frank, CCPA, FINRA)
- Conduct risk assessments and internal audits for financial products and services
- Investigate potential violations and prepare detailed regulatory reports
- Train staff on compliance protocols and emerging regulatory changes
- Collaborate with legal teams on policy updates and enforcement actions
- Monitor industry trends to ensure proactive compliance adaptation
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services or fintech
- Active CRCM or CAMS certification required
- Expert knowledge of California financial regulations
- Proficiency in compliance software (e.g., Diligent, OneTrust)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills for stakeholder reporting