Job Description
Join Nashville's premier financial institution as a Compliance Officer and start your career tomorrow! We're seeking a detail-oriented professional to safeguard regulatory integrity while driving innovative compliance solutions. Enjoy competitive benefits, professional development opportunities, and a collaborative culture in Music City's thriving financial district. Immediate start available for qualified candidates.
Responsibilities
- Monitor regulatory changes and implement updated compliance policies for FINRA, SEC, and state regulations
- Conduct internal audits and risk assessments across lending, trading, and wealth management divisions
- Develop and deliver compliance training programs to 200+ employees
- Investigate potential violations and prepare comprehensive regulatory reports
- Collaborate with legal team to ensure adherence to AML/BSA requirements
- Lead compliance initiatives for new fintech product launches
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CCEP designation
- Advanced knowledge of FINRA rules and SEC regulations
- Proficient with compliance management software (e.g., ComplySci, MetricStream)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills for regulatory reporting