Job Description
Join our dynamic team as a Compliance Officer in Jersey City, NJ! We provide all necessary equipment to ensure your success in maintaining regulatory excellence. At Financial Compliance Partners LLC, we value integrity and innovation, offering a collaborative environment where your expertise drives our organizational success. Enjoy competitive benefits and professional growth opportunities while safeguarding our operations against compliance risks.
What We Offer:
- Comprehensive equipment package including ergonomic workstations and specialized compliance software
- Generous health benefits, retirement plans, and paid time off
- Continuous professional development through industry certifications
- Hybrid work model with flexible scheduling
Responsibilities
- Monitor and implement compliance with FINRA, SEC, and AML regulations
- Develop and maintain internal compliance policies and procedures
- Conduct regular risk assessments and internal audits
- Investigate and resolve compliance violations through root cause analysis
- Deliver mandatory compliance training to staff and management
- Prepare regulatory reports for state and federal authorities
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field
- 3+ years of compliance experience in financial services
- FINRA Series 24 or 27 certification preferred
- Advanced proficiency in compliance software (e.g., Nasdaq Comply, Bloomberg Law)
- Expert knowledge of federal banking regulations and AML requirements
- Strong analytical skills with attention to detail
- Excellent written/verbal communication and presentation abilities