Job Description
Join our dynamic compliance team at Pacific Northwest Financial Services and become a guardian of regulatory excellence! We're seeking a detail-oriented Compliance Officer to ensure adherence to federal and state regulations while driving our ethical standards forward. Enjoy weekly pay, competitive benefits, and a collaborative environment in the heart of Seattle's financial district. Shape our compliance framework and advance your career with industry leaders.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, state laws) to update compliance policies
- Conduct internal audits and risk assessments across banking operations
- Develop and deliver compliance training programs for 200+ employees
- Investigate and resolve regulatory inquiries and exam findings
- Prepare comprehensive compliance reports for executive leadership
- Collaborate with legal team on policy revisions and enforcement actions
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- FINRA Series 24/26 or CCEP certification required
- Advanced knowledge of federal banking regulations (BHC Act, CRA, TILA)
- Proficient in compliance management software (e.g., MetricStream)
- Strong analytical skills with attention to detail
- Excellent written/verbal communication abilities