Job Description
Join our dynamic team as a Remote-Friendly Compliance Officer in Wichita, KS! This pivotal role ensures our organization adheres to regulatory requirements while fostering a culture of integrity. Enjoy flexible remote work with occasional in-office collaboration at our state-of-the-art downtown facility. You'll develop compliance frameworks, conduct risk assessments, and partner with cross-functional teams to maintain ethical standards and mitigate legal exposure.
Responsibilities
- Design and implement compliance programs aligned with federal regulations (FINRA, SEC, AML)
- Conduct internal audits and investigations to identify compliance gaps
- Develop training materials and deliver workshops for staff on regulatory updates
- Monitor regulatory changes and advise on policy adjustments
- Collaborate with legal and finance teams on compliance documentation
- Manage compliance reporting for executive stakeholders
- Lead incident response and corrective action plans
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years in compliance/regulatory role in financial services
- Certifications: CRCM, CAMS, or CCEP strongly preferred
- Expertise in FINRA/SEC regulations and risk management frameworks
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Proficiency with compliance software (e.g., MetricStream, RSA Archer)