Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. as a Compliance Officer in Arlington, TX. You'll be instrumental in safeguarding our organization against regulatory risks while fostering a culture of integrity and ethical conduct. This role offers hybrid work arrangements, competitive benefits, and opportunities for professional growth in a rapidly evolving financial landscape.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to ensure organizational compliance
- Develop and implement internal control systems and compliance policies
- Conduct thorough risk assessments and internal audits across departments
- Prepare comprehensive compliance reports for executive leadership and regulatory bodies
- Train staff on compliance protocols and ethical standards
- Investigate potential violations and recommend corrective actions
- Liaise with legal counsel and external regulators during examinations
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Expert knowledge of federal/state banking regulations and AML laws
- Strong analytical skills with attention to detail
- Experience with compliance management software (e.g., Wolters Kluwer, Thomson Reuters)
- Excellent written/verbal communication skills
- Ability to manage competing priorities in a fast-paced environment