Job Description
Join our dynamic team at Pacific Financial Group as a Compliance Officer and become a guardian of regulatory excellence. We're seeking a detail-oriented professional to ensure our operations adhere to federal and state regulations while fostering a culture of compliance. This role offers the opportunity to work in Riverside's growing financial sector with competitive benefits and career advancement.
Responsibilities
- Monitor regulatory changes and update internal policies accordingly
- Conduct internal audits and compliance reviews across departments
- Investigate potential violations and recommend corrective actions
- Develop and implement compliance training programs for staff
- Prepare detailed compliance reports for senior management and regulators
- Collaborate with legal and risk management teams on compliance frameworks
- Ensure adherence to AML, BSA, and FINRA regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (FCRA, GLBA, etc.)
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in Microsoft Office Suite
- Excellent written and verbal communication skills
- Ability to manage multiple projects with competing deadlines