Job Description
Join our dynamic team at Gulf Coast Financial Services as a Compliance Officer in sunny Corpus Christi, TX! We're offering an exceptional $10,000 sign-on bonus for qualified candidates who help us maintain regulatory excellence in the financial services sector. This role is perfect for detail-oriented professionals passionate about ethical standards and risk mitigation. Enjoy competitive benefits, professional growth opportunities, and the vibrant coastal lifestyle of Corpus Christi.
Responsibilities
- Monitor regulatory changes and implement compliance policies across banking operations
- Conduct internal audits and risk assessments to ensure adherence to federal/state regulations
- Develop training programs for staff on compliance protocols and ethical conduct
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal counsel on regulatory filings and examinations
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Lead cross-functional initiatives to embed compliance into business processes
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and Texas banking regulations
- Certified Regulatory Compliance Manager (CRCM) designation required
- Advanced proficiency in compliance software and data analysis tools
- Exceptional written/verbal communication skills for complex reporting
- Proven ability to interpret regulatory guidance and implement controls