Job Description
Join our dynamic team as a Compliance Officer in Anchorage, Alaska, where you'll play a pivotal role in ensuring regulatory excellence for our financial institution. This premium opportunity offers competitive compensation, comprehensive benefits, and the chance to shape compliance strategies in a growing Alaskan market. We're seeking a detail-oriented professional with a passion for regulatory integrity to join our forward-thinking organization.
Responsibilities
- Develop, implement, and maintain compliance programs aligned with federal (FINRA, SEC, CFPB) and state regulations
- Conduct thorough risk assessments and internal audits to identify compliance gaps
- Provide expert guidance to departments on regulatory requirements and best practices
- Prepare detailed regulatory reports and ensure timely submission to governing bodies
- Lead investigations of compliance violations and recommend corrective actions
- Stay current on evolving financial regulations through continuous professional development
- Collaborate with legal and executive teams on compliance initiatives and policy updates
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA regulations, SEC guidelines, and Alaskan state laws
- Relevant certifications (CRCM, CAMS, CCEP) highly valued
- Exceptional analytical skills with attention to regulatory detail
- Proven ability to interpret complex regulations and implement practical solutions
- Excellent communication skills for training stakeholders on compliance matters
- Experience with compliance software and regulatory reporting tools