Job Description
Join FinSecure Global's dynamic compliance team and become a guardian of ethical business practices in the heart of San Francisco's thriving fintech sector. We're seeking a detail-oriented Compliance Officer to navigate complex regulatory landscapes and drive our organizational integrity forward. Enjoy competitive benefits, hybrid work flexibility, and opportunities to shape compliance strategy in a rapidly evolving industry.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and federal regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Advise stakeholders on regulatory changes and best practices
- Investigate potential violations and recommend corrective actions
- Prepare regulatory filings and maintain comprehensive compliance documentation
- Collaborate with legal and audit teams to ensure cross-functional alignment
- Lead training initiatives to enhance organizational compliance awareness
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services or fintech
- FINRA Series 7, 24, or 63 certifications required
- Expertise in AML, KYC, and data privacy regulations (GDPR/CCPA)
- Advanced proficiency in compliance management software (e.g., MetricStream, OneTrust)
- Exceptional analytical skills with attention to detail
- Strong written/verbal communication and stakeholder management abilities