Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. where integrity meets innovation. We're seeking a detail-oriented Compliance Officer to safeguard our operations in the fast-paced Arlington financial sector. Enjoy competitive benefits, professional growth opportunities, and a culture that values ethical excellence.
Responsibilities
- Develop and implement internal compliance programs aligned with federal regulations (Dodd-Frank, SOX)
- Conduct risk assessments and audits across financial transactions
- Monitor regulatory updates and ensure policy adherence
- Train staff on compliance protocols and best practices
- Investigate potential violations and prepare corrective action reports
- Liaise with legal counsel and regulatory bodies
- Maintain accurate compliance documentation and reporting
Qualifications
- Bachelor's degree in Finance, Business, or Law required
- 3+ years compliance experience in financial services
- Certified Compliance & Ethics Professional (CCEP) preferred
- Deep knowledge of FINRA, SEC, and Texas state regulations
- Exceptional analytical and problem-solving skills
- Strong written communication and report-writing abilities
- Proficiency with compliance management software (e.g., MetricStream)