Job Description
Join our dynamic team in Jersey City as a Compliance Officer and enjoy the stability of weekly paychecks! We're seeking a detail-oriented professional to ensure regulatory adherence while driving ethical excellence in financial operations. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in a thriving metropolitan environment.
Responsibilities
- Monitor regulatory changes and implement compliance policies across financial operations
- Conduct risk assessments and internal audits to identify compliance gaps
- Develop and deliver compliance training programs for staff at all levels
- Investigate potential violations and recommend corrective actions
- Maintain detailed documentation of compliance procedures and incidents
- Collaborate with legal and business units on regulatory reporting
- Stay updated on FINRA, SEC, and state-specific regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 3+ years of compliance experience in financial services
- Strong knowledge of banking regulations (Banks Secrecy Act, AML, etc.)
- Excellent analytical and problem-solving abilities
- Proficiency with compliance software and MS Office Suite
- Certifications (CRCM, CAMS) highly preferred
- Exceptional communication and presentation skills