Job Description
Join our dynamic team at Mountain View Financial Services as a Compliance Officer in the heart of Colorado Springs. We're seeking a detail-oriented professional to ensure adherence to federal and state regulations while driving our ethical culture forward. Enjoy competitive benefits, hybrid work options, and opportunities for career growth in one of America's most vibrant cities.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, Colorado DORA) to update compliance policies
- Conduct internal audits and risk assessments across banking operations
- Develop and deliver compliance training programs for 200+ employees
- Manage investigations of suspicious activities and regulatory inquiries
- Collaborate with legal team on AML/BSA program enhancements
- Prepare regulatory reports and maintain compliance documentation
- Lead cross-departmental compliance committees
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- CAMS or CRCM certification required
- Expert knowledge of Colorado banking regulations
- Advanced proficiency in compliance software (e.g., NICE Actimize)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Ability to manage competing priorities in a fast-paced environment