Job Description
Join our dynamic team as a Compliance Officer with flexible hours in sunny San Diego! We're seeking a detail-oriented professional to ensure regulatory adherence while enjoying work-life balance. This hybrid role allows you to thrive in our downtown office while managing your schedule remotely. Help us maintain industry-leading standards while growing your career in compliance.
Responsibilities
- Monitor regulatory changes and implement compliance procedures
- Conduct internal audits and risk assessments
- Prepare detailed compliance reports for stakeholders
- Train staff on regulatory requirements and best practices
- Investigate potential compliance breaches and recommend corrective actions
- Collaborate with legal and senior leadership on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and state regulations
- Excellent analytical and problem-solving skills
- Ability to work independently with minimal supervision
- Professional certifications (CRCM, CAMS) preferred