Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and take the lead in ensuring regulatory excellence across all operations. We're offering an exceptional $10,000 sign-on bonus for qualified candidates who can strengthen our compliance framework in the Toledo area. This role is critical to maintaining our reputation as a trusted financial institution while navigating complex regulatory landscapes.
As a key member of our Risk Management division, you'll develop and implement policies that align with federal regulations (including Dodd-Frank, AML, and SEC guidelines). You'll conduct thorough risk assessments, monitor compliance activities, and provide expert guidance to leadership. If you're passionate about ethical standards and possess meticulous attention to detail, this position offers significant growth potential and competitive compensation.
Responsibilities
- Develop, implement, and maintain comprehensive compliance programs adhering to federal and state regulations
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Monitor regulatory changes and update policies accordingly (e.g., FINRA, OCC, CFPB)
- Train staff on compliance protocols and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Collaborate with legal, audit, and business units to ensure consistent compliance
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of banking regulations (BHC Act, Reg Z, Reg E, etc.)
- Relevant certifications (CRCM, CAMS, CCEP) highly valued
- Exceptional analytical and problem-solving abilities
- Proven experience conducting compliance audits and risk assessments
- Excellent written/verbal communication skills with ability to train diverse audiences
- Proficiency with compliance software (e.g., MetricStream, RSA Archer)