Job Description
Join our dynamic compliance team at Louisiana Financial Services and become a guardian of regulatory excellence in Baton Rouge's thriving financial sector. We're seeking a meticulous Compliance Officer to safeguard our operations against evolving regulatory landscapes while fostering a culture of integrity and transparency.
As a key member of our risk management division, you'll work at the intersection of finance, law, and ethics, ensuring adherence to federal and state regulations including the Dodd-Frank Act, BSA/AML, and Louisiana Revised Statutes. This hybrid role offers competitive compensation, comprehensive benefits, and opportunities for professional growth in one of the South's most vibrant cities.
Responsibilities
- Develop, implement, and maintain robust compliance programs aligned with federal regulations and state-specific requirements
- Conduct thorough risk assessments and internal audits to identify compliance gaps
- Monitor regulatory changes and provide actionable guidance to senior leadership
- Train staff on compliance protocols, ethics policies, and regulatory updates
- Investigate potential violations and recommend corrective actions
- Liaise with regulatory bodies including the Louisiana Department of Financial Institutions
- Prepare detailed compliance reports for executive stakeholders and regulatory filings
Qualifications
- Bachelor's degree in Finance, Business Administration, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of federal banking regulations (Dodd-Frank, BSA/AML, Reg E/Z)
- Professional certifications (CRCM, CAMS, or CCEP) highly valued
- Exceptional analytical skills with attention to regulatory details
- Experience with compliance software (e.g., OnBase, Wolters Kluwer)
- Excellent communication skills for training stakeholders
- Ability to thrive in fast-paced regulatory environments