Job Description
Join our dynamic team as a Compliance Officer and become a guardian of regulatory excellence in Memphis's thriving financial sector. We're seeking a detail-oriented professional to navigate complex regulatory landscapes, mitigate risks, and ensure operational integrity. Enjoy competitive compensation, comprehensive benefits, and opportunities for career growth in a city renowned for its vibrant business community and cultural richness.
Responsibilities
- Monitor and interpret federal, state, and local regulations affecting financial operations
- Develop, implement, and maintain compliance policies and procedures
- Conduct regular audits and risk assessments to identify compliance gaps
- Prepare detailed reports for senior management and regulatory bodies
- Train staff on compliance requirements and ethical standards
- Investigate and resolve compliance violations or breaches
- Stay updated on industry best practices and regulatory changes
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and banking regulations
- Excellent analytical and problem-solving abilities
- Professional certifications (CRCM, CAMS) preferred
- Exceptional communication and documentation skills
- Ability to work independently and manage multiple priorities