Job Description
Join our dynamic compliance team in Phoenix, AZ as an immediate hire Compliance Officer! This is a rare opportunity to drive regulatory excellence in a fast-paced financial services environment. We're seeking a detail-oriented professional to ensure adherence to federal regulations, internal policies, and industry standards. Enjoy competitive compensation, comprehensive benefits, and the chance to make an immediate impact.
Our ideal candidate thrives in high-stakes environments and possesses exceptional analytical skills. You'll collaborate with cross-functional teams to develop compliance frameworks, conduct risk assessments, and implement corrective actions. This role offers clear growth pathways and the chance to shape our compliance culture.
Responsibilities
- Monitor regulatory changes and update compliance frameworks accordingly
- Conduct internal audits and risk assessments across all departments
- Develop and deliver compliance training programs for staff
- Investigate potential violations and recommend corrective actions
- Prepare comprehensive compliance reports for executive leadership
- Liaise with external regulators during examinations and inquiries
- Implement AML/KYC procedures and transaction monitoring protocols
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years compliance experience in financial services
- Relevant certifications (CRCM, CAMS, CCEP) preferred
- Expert knowledge of federal regulations (Dodd-Frank, BSA, AML)
- Advanced proficiency in compliance management software
- Exceptional analytical and investigative skills
- Strong written/verbal communication abilities
- Ability to thrive in fast-paced, deadline-driven environments