Job Description
Join Boston's premier financial institution as a Compliance Officer and become a guardian of regulatory excellence. We're seeking a proactive professional to shape our compliance framework in a dynamic, fast-paced environment. With competitive compensation, comprehensive benefits, and career advancement opportunities, this role offers the chance to make a tangible impact while working alongside industry leaders. Apply today to join our award-winning compliance team.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and MA state regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare and submit regulatory reports and disclosures to governing bodies
- Train staff on compliance policies and regulatory changes
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal, risk, and business units to ensure alignment
- Stay updated on evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field required
- 3+ years of compliance experience in financial services or regulated industry
- Certified Regulatory Compliance Manager (CRCM) or CCEP designation preferred
- Deep knowledge of federal/state regulations (Dodd-Frank, AML, BSA)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills with attention to detail
- Proficiency in compliance software (e.g., MetricStream, Wolters Kluwer)
- Ability to thrive in a fast-paced, deadline-driven environment