Job Description
Join our dynamic Minneapolis team as a Compliance Officer and enjoy the stability of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence in the financial services sector. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in a growing organization. Apply today to start your career with us!
Responsibilities
- Monitor and interpret regulatory changes to ensure compliance with federal/state laws
- Develop and implement internal compliance policies and procedures
- Conduct regular audits and risk assessments
- Prepare detailed compliance reports for senior management
- Train staff on compliance protocols and regulatory requirements
- Collaborate with legal and business units on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Knowledge of FINRA, SEC, and banking regulations
- Strong analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Professional certification (CRCM, CAMS) preferred