Job Description
Join Boston Financial Partners as a Compliance Officer and enjoy the flexibility to excel on your terms. We're seeking a dedicated professional to safeguard regulatory integrity while maintaining a healthy work-life balance through customizable scheduling. This hybrid role combines remote flexibility with collaborative in-office sessions at our downtown Boston hub.
As a key member of our risk management team, you'll develop and implement compliance frameworks, conduct risk assessments, and ensure adherence to FINRA, SEC, and state regulations. We offer competitive compensation, comprehensive benefits, and opportunities for professional growth in a supportive environment.
Responsibilities
- Design and maintain compliance programs aligned with financial industry regulations
- Conduct internal audits and risk assessments for financial products and services
- Monitor regulatory updates and implement policy adjustments across departments
- Provide compliance training to staff and leadership on evolving requirements
- Investigate and resolve compliance incidents with detailed reporting
- Collaborate with legal and audit teams on regulatory examinations
- Document compliance procedures and maintain audit-ready records
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or fintech
- Strong knowledge of federal/state regulations (FINRA, SEC, MA regulations)
- Certification (CRCM, CCEP, CAMS) or willingness to obtain
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance management software and MS Office Suite
- Excellent written communication and stakeholder management skills