Job Description
Join our dynamic team at Financial Integrity Group as a Compliance Officer in Jacksonville, FL. You'll be instrumental in safeguarding our organization's regulatory integrity while fostering a culture of compliance excellence. We offer competitive compensation, comprehensive benefits, and opportunities for professional growth in a supportive environment.
Responsibilities
- Develop, implement, and maintain compliance programs aligned with federal/state regulations (FINRA, SEC, etc.)
- Conduct regular audits and risk assessments to identify compliance gaps
- Investigate potential violations and recommend corrective actions
- Provide compliance training to staff across departments
- Stay updated on regulatory changes and advise leadership on implications
- Prepare detailed compliance reports for stakeholders and regulators
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- FINRA Series 63/65/66 licenses required
- Strong knowledge of banking regulations and AML protocols
- Exceptional analytical and problem-solving abilities
- Experience with compliance management software (e.g., OnBase, RSA Archer)
- Proven track record in regulatory reporting and documentation