Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer in Kansas City, MO. We're seeking a detail-oriented professional to safeguard our regulatory integrity while driving ethical excellence. Enjoy competitive compensation, comprehensive benefits, and a collaborative environment where your expertise makes a tangible impact. Grow your career in one of America's most vibrant financial hubs.
Responsibilities
- Develop, implement, and maintain compliance policies aligned with federal/state regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Monitor regulatory changes (FINRA, SEC, AML) and update procedures accordingly
- Train employees on compliance protocols and ethical conduct standards
- Investigate and resolve compliance violations with corrective action plans
- Prepare regulatory reports and maintain audit documentation
- Collaborate with legal and executive teams on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and AML regulations
- CRCM or CCEP certification required
- Advanced analytical skills with attention to detail
- Excellent written/verbal communication abilities
- Proficiency in compliance software (e.g., Certegy, Wolters Kluwer)
- Experience leading compliance audits and investigations