Job Description
Join our dynamic compliance team in the heart of Kansas City! We're urgently seeking a detail-oriented Compliance Officer to safeguard our operations against regulatory risks. This high-impact role offers competitive compensation, comprehensive benefits, and the opportunity to shape our compliance framework in a rapidly evolving financial landscape.
Responsibilities
- Develop and implement internal compliance policies aligned with federal/state regulations (e.g., FINRA, SEC)
- Conduct risk assessments and internal audits across banking operations
- Monitor regulatory changes and advise stakeholders on compliance implications
- Investigate potential violations and prepare corrective action plans
- Train staff on compliance protocols and ethical standards
- Manage reporting to regulatory bodies and senior leadership
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Strong knowledge of AML/BSA regulations and risk management frameworks
- Excellent analytical and problem-solving skills
- Professional certifications (e.g., CRCM, CAMS) preferred
- Ability to thrive in fast-paced, deadline-driven environments