Job Description
Join our dynamic team in St. Petersburg and start your compliance career tomorrow! Financial Integrity Partners is seeking a detail-oriented Compliance Officer to ensure regulatory adherence across all operations. This is a unique opportunity to make an immediate impact in a fast-paced financial services environment. We offer competitive compensation, comprehensive benefits, and a supportive culture where your expertise will drive our success. Apply today and begin your journey with us tomorrow!
Responsibilities
- Monitor and interpret regulatory changes to ensure organizational compliance with federal, state, and industry standards
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop, implement, and update compliance policies and procedures
- Train staff on compliance requirements and ethical conduct
- Investigate and resolve compliance violations through corrective action plans
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Collaborate with legal and risk management teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and Florida state regulations
- Excellent analytical and problem-solving skills
- Ability to communicate complex concepts clearly to diverse stakeholders
- Proficiency in compliance management software (e.g., ComplianceEase, MetricStream)
- Professional certifications (CRCM, CCEP) highly valued
- Immediate availability to start