Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer and play a pivotal role in safeguarding our organization's integrity. We're seeking a detail-oriented professional to develop, implement, and monitor compliance programs that align with federal regulations and industry best practices. This is a direct hire opportunity offering competitive compensation and career growth in Columbus's thriving financial sector.
Responsibilities
- Develop and maintain comprehensive compliance programs adhering to FINRA, SEC, and OCC regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Train staff on regulatory requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare compliance reports for senior management and regulatory bodies
- Stay updated on evolving financial regulations and industry trends
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Expertise in SOX, AML, and consumer protection regulations
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Experience with compliance management software (e.g., LogicGate, MetricStream)