Job Description
Join our award-winning compliance team in Denver's thriving financial district! We're urgently seeking a detail-oriented Compliance Officer to drive regulatory excellence and risk mitigation. Enjoy competitive compensation, comprehensive benefits, and career growth opportunities in a dynamic environment. Apply today to become part of our mission to uphold integrity in financial operations.
Responsibilities
- Monitor and interpret evolving federal/state regulations (FINRA, SEC, OCC)
- Conduct internal audits and compliance risk assessments
- Develop/implement compliance policies and training programs
- Investigate potential violations and recommend corrective actions
- Collaborate with legal, operations, and audit teams
- Prepare regulatory reports and maintain documentation
- Stay current on industry compliance trends and best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in finance
- Certification (CRCM, CAMS, or CCEP) preferred
- Expertise in AML, BSA, and risk management frameworks
- Strong analytical and investigative skills
- Excellent written/verbal communication abilities
- Proficient in compliance software (e.g., Certegy, NICE Actimize)
- Ability to thrive in fast-paced, regulated environments