Job Description
Join our dynamic compliance team in sunny St. Petersburg, FL! We're seeking a meticulous Compliance Officer to safeguard our financial operations while enjoying Florida's vibrant lifestyle. This role offers a competitive salary plus an attractive sign-on bonus for qualified candidates. You'll work in a modern, collaborative environment with industry-leading tools and opportunities for career advancement.
Responsibilities
- Monitor regulatory changes and implement compliance procedures for financial transactions
- Conduct internal audits and risk assessments across banking operations
- Develop and maintain compliance documentation and training programs
- Investigate potential violations and recommend corrective actions
- Liaise with regulatory bodies during examinations and inquiries
- Collaborate with legal and senior leadership on compliance strategies
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and AML regulations
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance software and reporting tools
- Excellent written and verbal communication skills