Job Description
Join our dynamic team as a Compliance Officer and start your career tomorrow! Lexington Financial Services is seeking a detail-oriented professional to ensure regulatory adherence and mitigate risk. Enjoy competitive compensation, comprehensive benefits, and the opportunity to grow in a thriving financial hub. Apply today and make an immediate impact!
Responsibilities
- Monitor regulatory changes and implement compliance policies
- Conduct internal audits and risk assessments
- Train staff on compliance procedures and regulations
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain documentation
- Collaborate with legal and senior leadership on compliance initiatives
- Ensure adherence to AML, KYC, and FINRA regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (e.g., SEC, FINRA)
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving skills
- Proficiency with compliance software and MS Office Suite
- Excellent written and verbal communication abilities