Job Description
Join Financial Integrity Group as a Remote-Friendly Compliance Officer and become a guardian of regulatory excellence. We're seeking a detail-oriented professional to ensure adherence to federal regulations, industry standards, and internal policies while supporting our dynamic Riverside-based operations. Enjoy flexible remote work with occasional on-site collaboration at our state-of-the-art facility. We offer competitive compensation, comprehensive benefits, and career growth opportunities in a supportive environment.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, CA DBO) to update compliance frameworks
- Conduct internal audits and risk assessments across financial operations
- Develop and implement compliance training programs for 50+ employees
- Manage AML/KYC processes and suspicious activity reporting
- Prepare regulatory reports and respond to examiner inquiries
- Collaborate with legal and finance teams on policy development
- Maintain compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent
- Advanced knowledge of federal/state financial regulations
- Strong analytical and problem-solving skills
- Experience with compliance software (e.g., MetricStream, Wolters Kluwer)
- Excellent written/verbal communication abilities
- Ability to work independently with minimal supervision