Job Description
Join our dynamic team as a Compliance Officer in Fort Wayne, IN and enjoy the financial stability of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and risk mitigation in our financial services operations. This full-time role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in a growing organization.
Responsibilities
- Monitor and implement federal/state compliance regulations (FINRA, SEC, AML)
- Conduct internal audits and risk assessments for policy violations
- Develop/update compliance documentation and training materials
- Investigate and resolve compliance breaches with corrective action plans
- Collaborate with legal and executive teams on regulatory changes
- Manage compliance reporting for stakeholders and regulatory bodies
- Train staff on updated compliance protocols and best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML procedures
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Proficiency with compliance software and reporting tools
- Excellent written/verbal communication skills
- Ability to manage multiple deadlines in a fast-paced environment